Fundamental Beliefs

High Standards of Care and Service

We assess stock and bond market risks through technical and fundamental research and use proprietary tactical asset allocations in seeking to “tilt” investments effectively. We maintain high standards of care and service, ensuring every client receives the focused attention they deserve. Strategic resources are available to clients to support estate planning, accounting, legal, insurance*.

We aim to minimize investment costs by prioritizing individual stocks, mutual funds, and select exchange-traded funds. We utilize proprietary strategies based on academic research tailored to each client’s risk tolerance, time horizon, and income needs in seeking to manage downside risk.

**You are under no obligation to use the services of any of the entities referred, and may choose any qualified professional to provide tax, CPA, legal, real estate, insurance or trust services.  These entities and their services are not affiliated with LPL Financial and The Capital Advisory Group.

Stock investing includes risks, including fluctuating prices and loss of principal.​
Investing in mutual funds involves risk, including possible loss of principal. Fund value will fluctuate with market conditions and it may not achieve its investment objective. ​

ETFs trade like stocks, are subject to investment risk, fluctuate in market value, and may trade at prices above or below the ETF's net asset value (NAV). Upon redemption, the value of fund shares may be worth more or less than their original cost. ETFs carry additional risks such as not being diversified, possible trading halts, and index tracking errors.​